Navigating DORA and the Evolving Fund Landscape in EMEA: Why Modernization is Critical
The financial industry across Europe and the UK is in the midst of a profound transformation. The aftermath of Brexit has triggered a significant reorganization, leading to a complex merging of diverse regulatory frameworks. Simultaneously, an increasing emphasis on operational resilience, driven by new mandates such as the Digital Operational Resilience Act (DORA), is fundamentally […]
Roundtable Recap: Operational Resilience in Asset Management and Servicing
At our most recent London roundtable hosted in collaboration with Citisoft, we engaged in a wide-ranging discussion on operational resilience and third-party risk with technology and ops leaders from London’s asset management and servicing community. The conversation highlighted a significant shift towards a services-based approach, largely driven by regulatory mandates, such as the Digital Operational […]
Legacy Tech and the Impact on NAV Resiliency
In today’s market, operational resilience is a significant responsibility. For asset managers and their service providers, one of the most critical operational outputs is NAV production. When that production is disrupted, the consequences ripple far beyond a single calculation. Trading can grind to a halt, investors are left without transparency, regulators take notice, and […]
Operational Resilience Roundtable: Praise for Dora the Disruptor
Share on facebook Share on twitter Share on linkedin NEW YORK, LONDON – June 4, 2024. FundGuard, the first fully cloud-native, AI-powered multi-asset and multi-book investment accounting utility today announced a strategic collaboration with ICE’s data services business, which is part of Intercontinental Exchange (NYSE:ICE), a leading operator of global exchanges and clearing houses and […]
Case Study: Ultimus & FundGuard, Delivering an Enhanced Contingent NAV Solution
Share on facebook Share on twitter Share on linkedin Introduction Ultimus Fund Solutions is a leading provider of full-service fund administration, accounting, middle office, and investor solutions to support the servicing of mutual funds, ETFs, retail alternative funds such as tender offer and interval funds, private funds, and public plans. Their deep commitment to excellence […]